DORA triggers internal audit For the asset management industry a new EU Directive is waiting to be implemented and should be on top of minds of each management as it triggers direct responsibility (and liability) for IT within the board. The Digital Operational...
Regulatory expectations when outsourcing Outsourcing is becoming more and more top of mind in the asset management sector. Reasons for asset managers to outsource activities can have various reasons like: continuous cost pressure, lack of capabilities, technical...
Transparency requirements On 27 November 2019, the European Union (EU) published regulation (EU) 2019/2088, also known as the SustainableFinance Disclosure Regulation (SFDR), which is a set of harmonised disclosure requirements for financial market participants (FMPs)...
Kostentransparantie December 24, 2021 Op 1 april jl. publiceerde de AFM een onderzoek over de verantwoording van kosten door pensioenfondsen in het jaarverslag 2019. De AFM concludeerde dat in 20% van de 166 onderzochte jaarverslagen minimaal één van de...
Informatievoorziening omtrent liquiditeitsrisico October 24, 2021 Het liquiditeitsrisico van beleggingsentiteiten komt steeds nadrukkelijker in de belangstelling. Al in 2018 is door De Nederlandsche Bank (DNB) en Autoriteit Financiële Markten (AFM) in een sectorbrief...
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